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ASMI Cleveland Chapter - April

Honorary Zay Jeffries Lecture April 2016

Monday, April 11th, 2016

Technical Chair: Dr. David Ellis

5:45 Social/Networking
6:30 Dinner
7:30 Zay Jeffries Lecture

Mechanical Properties of Lithiated Silicon: A Candidate Electrode for Lithium Ion Batteries

Dr. William D. Nix 

Understanding the insertion of lithium into silicon electrodes for high capacity lithium-ion batteries is likely to have benefits for mobile energy storage, for both electronics and transportation. Silicon nanostructures have proven to be attractive candidates for electrodes because they provide less constraint on the volume changes that occur and more resistance to fracture during lithium insertion. But still, facture can occur even in nanostructured silicon. Here, we consider the fracture of Si nanopillars during lithiation and find surprising results.  We find that fracture is initiated at the surfaces of the crystalline nanopillars and not in the interior, as had been predicted by analyses based on diffusion-induced stresses.  In situ transmission electron microscopy observations of initially crystalline Si nanoparticles shows that lithiation occurs by the growth of an amorphous lithiated shell, subjected to tension, at the expense of a crystalline Si core, subjected to compression. We also show that the expansion of the nanopillars is highly anisotropic and that the fracture locations are also anisotropic.  In addition, we find a critical fracture diameter for initially crystalline nanopillars of about 300nm that appears to depend on the electrochemical reaction rate.  Modeling the stress evolution in Si nanopillars during lithiation provides a way to understand and control these failure processes. Also, we show that initially amorphous Si nanopillars are much more resistant to failure, having much larger critical fracture diameters, because the initial stresses at the surface are compressive in this situation compared to tension in the case of initially crystalline nanopillars. For sufficiently big amorphous Si nanopillars, cracking is expected to be initiated in the interior based on diffusion-induced stresses, but we have not yet observed this kind of fracture.  The modeling we, and others, have done has been based largely on estimates or guesses about the mechanical properties of lithiated Si.  Recent nanoindentation experiments show that the elastic modulus and hardness of lithiated amorphous Si depend strongly on the lithium content and also show very significant creep effects.  These more subtle effects may need to be included in future modeling.  It is hoped that these studies will be useful in the design of silicon electrodes for advanced battery systems.


Professor Nix obtained his B.S. degree in Metallurgical Engineering from San Jose State College, and his M.S. and Ph.D. degrees in Metallurgical Engineering and Materials Science, respectively, from Stanford University.  He joined the faculty at Stanford in 1963 and was appointed Professor in 1972.  He was named the Lee Otterson Professor of Engineering at Stanford University in 1989 and served as Chairman of the Department of Materials Science and Engineering from 1991 to 1996.  He became Professor Emeritus in 2003.  In 2001 he was awarded an Honorary Doctor of Engineering Degree by the Colorado School of Mines and in 2007 an honorary degree of Doctor of Engineering by the University of Illinois.  He received an honorary degree of Doctor of Science from Northwestern University in 2012.

In 1964 Professor Nix received the Western Electric Fund Award for Excellence in Engineering Instruction, and in 1970, the Bradley Stoughton Teaching Award of ASM.  He received the 1979 Champion Herbert Mathewson Award and in 1988 was the Institute of Metals Lecturer and recipient of the Robert Franklin Mehl Award of the Metallurgical Society (TMS).  In 1995 he received the Educator Award from TMS.  He was selected by ASM International to give the 1989 Edward DeMille Campbell Memorial Lecture and in 1998 received the ASM Gold Medal.  He gave the Alpha Sigma Mu Lecture to ASM in 2000 and received the Albert Easton White Distinguished Teacher Award in 2002 and the Albert Sauveur Achievement Award in 2003, both from ASM.  He also received a Distinguished Alumnus Award from San Jose State University in 1980.  In 1993 he received the Acta Metallurgica Gold Medal and in 2001 he received the Nadai Medal from the American Society of Mechanical Engineers. He was elected Fellow of the American Society for Metals in 1978, Fellow of the Metallurgical Society of AIME in 1988 and Fellow of the Materials Research Society in 2011. He received the von Hippel Award from the Materials Research Society in 2007 and in 2011 was awarded the Heyn Medal of the German Society of Materials Science.  In 1987 he was elected to the National Academy of Engineering and in 2002 was elected as a Fellow of the American Academy of Arts and Sciences.  Prof. Nix was elected to the National Academy of Sciences in 2003.

In 1966 he participated in Ford Foundation's "Residence in Engineering Practice " program as Assistant to the Director of Technology at the Stellite Division of Union Carbide Corporation.  From 1968 to 1970 Professor Nix was Director of Stanford's Center for Materials Research.  Professor Nix is engaged in research on the mechanical properties of solids.  He is principally concerned with the relation between structure and mechanical properties of materials in both thin film and bulk form and is also engaged in research on the mechanical properties of materials for lithium-ion batteries.  He is co-author of 450 publications in these and related fields and he has trained 79 Ph.D. students in these subjects in his years at Stanford.  Professor Nix teaches courses on dislocation theory and mechanical properties of materials.  He is co-author of "The Principles of Engineering Materials", published in 1973 by Prentice-Hall, Incorporated, and has just completed a textbook entitled “Imperfections in Crystalline Solids,” with Wei Cai of Stanford, to be published by Cambridge University Press as a part of a new MRS series of textbooks on the fundamentals of materials science.

More Information about Zay Jeffries Night



Meeting Location:

Crowne Plaza - Independence
5300 Rockside Road
Independence, Ohio
(216) 524 - 0700


Please register using the form below through noon on April 6th, 2015

Who is going? - List of current registrants


Proper attire is recommended for this event (jackets and ties for the guys, etc.)

You may pay online using PayPal or pay at the door. The PayPal and pay-at-door costs are the same as long as you pre-register. Non-registered walk-ins will be accommodated at the higher cost on a space-available basis. Registration questions can be directed to This email address is being protected from spambots. You need JavaScript enabled to view it..